EXANTE, a global investment platform, provides institutional and professional investors with access to over 1.5 million financial instruments, including stocks, ETFs, bonds, futures, options, metals, and currencies.
The firms offering the EXANTE trading platform operate under a stringent regulatory framework, ensuring transparency, investor protection, and market integrity.
Since its inception in 2011, EXANTE has maintained a clean regulatory record across all jurisdictions in which it operates. The firm has never received any regulatory fines, reflecting its consistent commitment to compliance, transparency, and operational integrity.
This track record underscores EXANTE’s dedication to upholding the highest standards in financial services, and its proactive engagement with regulators ensures that clients can operate within a secure and well-governed trading environment.
Though the EXANTE trading platform does not cater to U.S. clients, it remains attentive to international regulatory expectations, including those set by the U.S. Securities and Exchange Commission (SEC).
The platform’s proactive compliance measures ensure alignment with global financial standards, reinforcing its reputation as a trusted brokerage partner.
Commitment to Compliance Across Jurisdictions
EXANTE maintains a proactive, multi-jurisdictional approach to regulatory compliance. Its strategy goes beyond meeting local requirements—it aims to exceed global standards. The firms operating the EXANTE trading platform are licensed and/or authorized by the following regulatory authorities:
- Malta Financial Services Authority (MFSA)
- Cyprus Securities and Exchange Commission (CySEC)
- Securities and Futures Commission (SFC) of Hong Kong
- Financial Conduct Authority (FCA) in the UK
- Branch registration with the Polish Financial Supervision Authority (KNF)
- Representative office registered with the Dubai Financial Services Authority (DFSA)
These bodies impose rigorous standards related to anti-money laundering (AML), client fund protection, and data security. In response, EXANTE has implemented the following compliance pillars:
- Enhanced Client Onboarding – Thorough Know Your Customer (KYC) procedures to assess and verify client risk profiles.
- Real-Time Monitoring – Automated systems to detect and flag suspicious transaction patterns across jurisdictions.
- Internal Governance – Regular audits, strengthened internal processes, and specialized compliance teams across key markets.
A Continued Commitment to Compliance
EXANTE’s compliance strategy extends beyond reactive adjustments; the firm maintains a proactive, multi-jurisdictional approach to regulatory adherence. Key compliance safeguards include:
- AML & CTF Controls: Regular risk assessments, AI-driven fraud detection, and collaboration with international enforcement bodies.
- Client Fund Protection: Asset segregation in accordance with MiFID II, ensuring client assets remain separate from company funds.
- GDPR-Compliant Data Security: Strict data privacy protocols to safeguard client information.
- Global Regulatory Cooperation: Transparent engagement with financial authorities in all operational jurisdictions.
The EXANTE platform prioritizes integrity, security, and regulatory transparency, fostering trust among professional traders, institutional investors, and regulatory bodies.
Conclusion
EXANTE’s long-standing commitment to regulatory excellence reinforces its reputation as a secure, multi-licensed investment partner. Through stringent internal controls, cross-border coordination, and regular updates to its compliance framework, EXANTE supports institutional and professional investors with a secure environment to access global financial instruments.
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